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Adriana Parker Named in Investor Dispute

Adriana Parker (CRD #: 6707410), a broker registered with NYLIFE Securities, is involved in an investor dispute, according to her BrokerCheck record, accessed on October 30, 2024. Keep reading if you have questions about her alleged conduct as a broker.

Investor Dispute

On August 22, 2024, an investor named Adriana Parker in a dispute alleging that the client did not authorize application documents for the purchase of a whole life insurance policy and a Variable Universal Life insurance policy (VUL) in July 2024. This dispute is currently pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

What is Variable Universal Life Insurance?

Unlike other forms of life insurance, Variable Universal Life insurance policies (VULs) invest a portion of investors’ premiums. These investments determine whether the policy’s value increases or decreases, so investors’ returns are not guaranteed.

Background Information

Adriana Parker has passed the following exams:

  • Series 6TO – Investment Company Products/Variable Contracts Representative Examination
  • SIE – Securities Industry Essentials Examination

Kurta Law Can Help

If you worked with Adriana Parker and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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