Andrew Roberson Allegedly Recommended Product Not Approved by Firm

Andrew Roberson (CRD #: 4143407), a broker registered with Park Avenue Securities, is involved in an investor dispute, according to his BrokerCheck record, accessed on May 8, 2025. If you have questions about his alleged conduct as a broker, read on.

Investor Dispute

On February 28, 2025, an investor alleged that Andrew Roberson recommended an investment in a “solar tax credit program” by the name of H2, which was not a product approved by Park Avenue Securities. The client further alleged that he suffered $191,000 in losses.

The client seeks $300,000 in damages in this pending dispute.

FINRA Rule 3270

FINRA Rule 3270 requires brokers to inform their firm of any outside business activities or any investments sold away from the firm. Brokerage firms can prohibit brokers from participating in these activities or transactions if they believe the broker has a conflict of interest that may compromise their duties.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Andrew Roberson has passed the following exams:

• Securities Industry Essentials Examination – SIE
• General Securities Representative Examination – Series 7
• Uniform Combined State Law Examination – Series 66

Andrew Roberson is a registered broker in 11 states and a registered investment adviser in ten states.

He has also worked for the following firms:

• Securian Financial Services (CRD#:15296)
• Lincoln Financial Advisors (CRD#:3978)
• The Lincoln National Life Insurance Company (CRD#:2580)

Kurta Law Can Help

If you worked with Andrew Roberson and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.