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Anthony Falco is the Subject of a Civil Action

Anthony Falco (CRD #: 5125793), a broker registered with J. Alden Associates, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on October 16, 2024. Details concerning this dispute are provided below. 

Civil Action 

On July 11, 2024, a civil action alleged that plaintiffs purchased shares of stock in a private company known as LifeBrand. The companies’ executives squandered company assets and breached their fiduciary duties. According to the civil complaint, Anthony Falco allegedly induced and encouraged the Plaintiff’s investments. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Inducing investments may violate this rule. 

Background Information 

Anthony Falco has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

He is a registered broker in ten states and is a registered investment adviser in Pennsylvania. 

Anthony Falco has registered with nine firms. These are the five most recent: 

  • J. Alden Associates (CRD #: 40002) 
  • Alden Investment Group (CRD #: 317077) 
  • MPB Wealth Management (CRD #: 308149) 
  • Bluestone Capital Management (CRD #: 157841) 
  • MCG Securities (CRD #: 163144) 

Kurta Law Can Help 

If you worked with Anthony Falco and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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