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Barbara Clark is the Subject of Power of Attorney Allegations

Barbara Clark (CRD #: 2953534), a previously registered broker with Wells Fargo Clearing Services, is the subject of an investor dispute. This is according to her BrokerCheck record, accessed on June 14, 2024. Keep reading if you have questions concerning her alleged conduct. 

Investor Allegations 

On April 29, 2024, a Power of Attorney complained that the investor inappropriately entered into an investment advisory agreement with Barabara Clark after their husband’s incapacitation or after his death. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Inappropriately entering into an investment advisory contract may violate this rule. 

Background Information

Barbara Clark has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products/ Variable Contracts Representative Examination 

During his 21 years of experience, Barbara Clark has registered with three firms: 

  • Wells Fargo Clearing Services (CRD #: 19616) 
  • Wells Fargo Investments (CRD #: 10582) 
  • Banc One Securities Corporation (CRD #: 16999) 

Kurta Law Can Help 

If you have worked with Barbara Clark and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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