Byron Abrigg is the Subject of an Investor Dispute

Byron Abrigg (CRD #: 2361084), a broker registered with Edward Jones, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on October 10, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On July 11, 2024, an investor alleged that Byron Abrigg failed to work in her best interest and cost her $161,521.59. The dispute was denied, but investors should know that firms can deny disputes without any external review. 

What is Regulation Best Interest? 

Regulation Best Interest expands on the requirements of FINRA Rule 2111, which defines suitable investment recommendations. In addition to limiting their recommendations to investments that suit their investors’ needs, brokerage firms must also uphold a Duty of Care, the Conflict of Interest Obligation, and the Disclosure Obligation. These obligations and duties require brokerage firms to disclose conflicts of interest. Firms must also research the market for investments that could offer similar benefits at a lower cost prior to making a recommendation. 

Background Information 

Byron Abrigg has passed the following exams: 

• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination

He is a registered broker in 21 states and D.C. He is a registered investment adviser in Ohio and Texas. 

Kurta Law Can Help 

If you worked with Byron Abrigg and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.