Brent Yekisa (CRD #: 5535597), a broker registered with Edward Jones, is the subject of an investor dispute. This is according to his BrokerCheck record, […]
Freddie Barbour (CRD #: 1603035), a broker registered with LPL Financial is the subject of an investor dispute. This is according to his BrokerCheck record, […]
Nick Watne (CRD #: 3135342), the Chief Operations Officer at Frost Brokerage Services, is the subject of an investor dispute. This is according to his […]
Kyung Song Allegedly Defrauded Customer
Nov 17, 2023
Broker Theft
Kyung Song (CRD #: 2760764), a broker registered with MML Investors Services, is the subject of an investor dispute. This disclosure appears on her BrokerCheck […]
Alexa Lawson Facing Allegations of Theft
Sep 26, 2023
Broker Theft
Alexa Lawson (CRD #: 3245857), a broker registered with Edward Jones, is the subject of an investor dispute. This disclosure appears on her BrokerCheck record, […]
Peter Evans (CRD #: 1516196), a broker registered with LPL Financial, was recently involved in an investor dispute, according to his BrokerCheck record, accessed on […]
Surage Perera Subject of SEC Action, Criminal Charges in Alleged $4 Million Fraud
May 3, 2023
Broker Theft
Surage Perera (CRD #: 4716321), a broker previously registered with Aegis Capital Corp, is the subject of an SEC civil action, according to his BrokerCheck […]
Ed Zdobinski (CRD #: 6254066), a broker formerly registered with Allstate Financial Services, is facing criminal charges alleging theft, according to his BrokerCheck record. Concerned […]
Marco Garcia (CRD #: 6286128), a broker registered with J.P. Morgan Securities, is involved in a pending investor dispute, according to his BrokerCheck record, accessed […]
Hector Flores Suspended by FINRA for Allegedly Failing to Respond Requests for Information
Mar 16, 2022
Broker Theft
Hector Flores (CRD #: 6637802), a broker formerly registered with MML Investors Services, was recently suspended for allegedly failing to respond to FINRA requests for […]