Vincent Lucchesi (CRD #: 1444054), a broker registered with J. Alden Associates, has been fired from another firm, according to his BrokerCheck record, accessed on […]
LPL Financial Fires Pierre Greene
Jan 21, 2025
Fired Brokers
Pierre Greene (CRD #: 4920581), a broker formerly registered with LPL Financial, has been fired from that firm, according to his BrokerCheck record, accessed on […]
David Flippo (CRD #: 7051683), a broker formerly registered with First Command Brokerage Services, allegedly violated firm policies, according to his BrokerCheck record, accessed on […]
Gary Caluducan (CRD #: 6470221), a broker registered with W&S Brokerage Services, was fired from his previous firm, according to his BrokerCheck record, accessed on […]
Joe Henderson Fired from Equitable Advisors
Jan 20, 2025
Fired Brokers
Joe Henderson (CRD #: 1539890), a broker formerly registered with Equitable Advisors, has been fired from that firm, according to his BrokerCheck record, accessed on […]
Zacherly Sheets (CRD #: 6000254), a broker formerly registered with Edward Jones, has been fired from that firm, according to his BrokerCheck record, accessed on […]
James Ptacek Fired from LPL Financial Over Alleged Private Securities Transactions
Dec 23, 2024
Fired Brokers
James Ptacek (CRD #: 1959049), a broker formerly registered with LPL Financial, has been fired from that firm, according to his BrokerCheck record, accessed on […]
Jeffrey Beyer (CRD #: 5731082), a broker formerly registered with USA Financial Securities, has been fired from an investment advisory firm, according to his BrokerCheck […]
Tyrone Austin II (CRD #: 7253764), a broker formerly registered with J.P. Morgan Securities, has been fired from the firm’s affiliate bank, according to his […]
Jinwook Kim Fired from JPMorgan Chase Bank
Nov 24, 2024
Fired Brokers
Jinwook Kim (CRD #: 6917938), a broker formerly registered with J.P. Morgan Securities, was fired from the firm’s affiliate bank, according to his BrokerCheck record, […]