Louie Ucciferri (CRD #: 1156956), a broker registered with Lightpath Capital, is facing a six-figure investor dispute, according to his BrokerCheck record. Keep reading for […]
Paul Getty (CRD #: 6470002), a broker registered with Lightpath Capital, is the subject of an investor dispute alleging losses of over half a million […]
Mark Richardson (CRD #: 6259211), a broker registered with Lightpath Capital, is facing an investor dispute alleging he was negligent when he recommended an unsuitable […]
Nikolay Zotenko Suspended by FINRA
Jun 10, 2022
FINRA Suspension
Nikolay Zotenko (CRD #: 6334022), a broker formerly registered with Morgan Stanley, has been suspended from FINRA, according to his BrokerCheck record, accessed on June […]
National Securities Corporation allegedly deceived their customers when they sold pre-IPO offerings that did not exist. Meanwhile, National Securities Corporation allegedly earned placement fees for […]
Investor Claims Frank Mastrosimone Recommended Unsuitable Investment
Dec 15, 2021
Private Placements
Frank Mastrosimone (CRD #:322615), a broker registered with Pruco Securities, is involved in an investor dispute according to his BrokerCheck record, accessed on November 6, 2021. He is also […]
Jeremy Fortner (CRD #: 4811478), a broker formerly registered with Wells Fargo Clearing Services, is involved in a pending dispute, according to his BrokerCheck record, […]
Peachtree Hotel Value & Income Fund II: Did Your Broker Tell You About the Risks?
Jul 29, 2021
Current Investigations
If you lost money after investing in the Peachtree Hotel & Value Income Fund II, you may be able to recover losses through FINRA arbitration. […]