Suspended Broker

Jesse Butler (CRD #: 4260239), a broker formerly registered with Pruco Securities, has been suspended by FINRA, according to his BrokerCheck record, accessed on November […]

Simone Garofalo (CRD #: 7025823), a broker formerly registered with Cambridge International Securities, has been suspended by FINRA, according to his BrokerCheck record, accessed on […]

Kevin Arvoy (CRD #: 5938015) has been suspended by FINRA. This disclosure appears on his BrokerCheck record, accessed on April 8, 2024. Keep reading if […]

Tony Bell (CRD #: 5847751), a broker formerly registered with SCF Securities, was recently suspended by FINRA, according to his BrokerCheck record, accessed on October […]

Daniel Beech (CRD #: 6169844), a broker formerly registered with Innovation Partners, has been suspended by FINRA, according to his BrokerCheck record, accessed on November […]

Philip Myers (CRD #: 1458723), a broker formerly registered with American Investors Group, is the subject of a FINRA suspension and fine, according to his […]

David Hixon (CRD #: 4707468), a broker formerly registered with Morgan Stanley, was recently suspended for allegedly failing to respond to FINRA requests for information, […]

Richard Rappaport (CRD #: 1885122), a broker registered with Westpark Capital, consented to a FINRA suspension together with a fine according to his BrokerCheck Record, […]

William Ren (CRD #:5210376), a broker and investment advisor registered with Cambridge Investment Research, has had his registration suspended in Maryland, according to his  Brokercheck […]

Michael May (CRD #: 4712287), a broker registered with VCS Venture Securities, was suspended by FINRA, according to his BrokerCheck record, accessed on December 28, 2021.   Broker […]