Unsuitable Investments

Kerri Coe (CRD #: 4951159), a broker registered with Wells Fargo Clearing Services, allegedly recommended unsuitable investments. This is according to her BrokerCheck record, accessed […]

Robert Kully (CRD #: 3212528), a broker formerly registered with Western International Securities, allegedly made a misleading investment recommendation, according to his BrokerCheck record, accessed […]

Andrew Pandis (CRD #: 2928410), a broker registered with Cetera Investment Services, is facing investor allegations, according to his BrokerCheck record, accessed on January 16, […]

Jim Geake (CRD #: 2629008), a broker registered with Madison Avenue Securities, allegedly gave investors unsuitable investment recommendations. This is according to his BrokerCheck record, […]

Cathy Bearce (CRD #: 4683252), a previously registered broker with Nobles & Richards, is the subject of an investor dispute. This is according to her […]

Mark Just (CRD #:1138738), a broker formerly registered with Triad Advisors, is involved in two pending disputes, according to his BrokerCheck record, accessed on January […]

Jamie Nowakowski (CRD #: 4472043), a broker formerly registered with Equitable Advisors, allegedly made unsuitable investment recommendations, according to her BrokerCheck record, accessed on January […]

Jack Hoile (CRD #: 3235563), a broker registered with Wells Fargo Clearing Services, allegedly recommended an unsuitable real estate investment, according to his BrokerCheck record, […]

Jeremy Smith (CRD #: 5058621), a broker registered with United Planners’ Financial Services of America, allegedly gave an unsuitable investment recommendation, according to his BrokerCheck […]

Edward Corbett (CRD #: 2858837), a broker registered with LPL Financial, allegedly recommended unsuitable investments, according to his BrokerCheck record, accessed on January 10, 2025. […]