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Charles Giordano Embroiled in Civil Suit Alleging Fraud

Charles Giordano (CRD #: 2124257), a broker registered with ThinkEquity, is involved in a pending civil suit, according to his BrokerCheck record, accessed on April 6, 2022. Read on if you have questions about Charles Giordano’s conduct as a broker.

Civil Suit

A civil suit filed by William Bongiorno and BBB Landholdings, S.A. alleges that Charles Giordano, Fordham Financial Holdings Preferred Stock, Six Diamond Resorts International, and other defendants committed common law fraud and related violations between 2006 and 2017.

Background Information

Charles Giordano has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 24 – General Securities Principal Examination

Charles Giordano is a registered broker in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

He has also worked for the following firms:

  • Lew Lieberbaum & Co. (CRD#:17341)
  • Berkeley Securities (CRD#:8397)
  • Commonwealth Associates (CRD#:20833)

Kurta Law Can Help

If you worked with Charles Giordano and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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