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Darwin Pressley Named in Pending Dispute

Darwin Pressley (CRD #: 5461002), a broker registered with Edward Jones, is involved in a pending investor dispute, according to his BrokerCheck record, accessed on February 9, 2023. If you have questions about his alleged conduct as a broker, keep reading.

Investor Dispute

On August 2, 2022, an investor who was also the executor of another deceased client’s estate filed a dispute against Darwin Pressley and his firm, Edward Jones. The client alleges that the firm allowed the wrongful transfer of funds from the account of the client’s deceased mother to the client’s brother.

The client further alleges concerns about her mother’s capacity to give transfer instructions and the validity of her brother’s power of attorney. The investor seeks $332,353.32 in damages in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Darwin Pressley has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Darwin Pressley is a registered broker in 18 states and a registered investment adviser in Texas.

He has also worked for Wells Fargo Investments (CRD#:10582).

Kurta Law Can Help

If you worked with Darwin Pressley and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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