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Daryl Arnell is Facing a Six-Figure Dispute

Daryl Arnell (CRD #: 4771557), a broker registered with Edward Jones, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on June 26, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On April 2, 2024, a co-trustee alleged that the investor withdrew $122,900 from an Edward Jones trust account as part of a scam by a third party. The investor alleges that Daryl Arnell did not fulfill his fiduciary duty and engaged in negligence when he failed to protect his client. 

The dispute was denied, but investors should know that firms can deny disputes without any external review. Investors can still recover following a denial. 

Fiduciary Duties

Brokers are often dually registered as Registered Investment Advisers (RIAs) with the SEC. RIAs are fiduciaries, and fiduciaries are required to act in their clients’ best interests. Failing to protect investors from a scam may violate this rule. 

Background Information 

Daryl Arnell has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in nine states and is a registered investment adviser in Utah. 

Kurta Law Can Help 

If you have worked with Daryl Arnell and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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