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David Flippo Fired from First Command Brokerage Services

David Flippo (CRD #: 7051683), a broker formerly registered with First Command Brokerage Services, allegedly violated firm policies, according to his BrokerCheck record, accessed on January 12, 2025. Keep reading if you want to know more about his alleged conduct as a broker.

Termination from First Command Brokerage Services

On November 26, 2024, David Flippo was fired from First Command Brokerage Services following allegations that he violated firm policies and industry regulations concerning electronic communications, books and records, and client identification.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules and regulations may also qualify as violations of FINRA Rule 2010.

Background Information

David Flippo has passed the following exams:

  • General Securities Representative Examination – Series 7TO
  • Securities Industry Essentials Examination – SIE
  • Uniform Combined State Law Examination – Series 66

He previously worked for First Command Brokerage Services (CRD#:3641).

Kurta Law Can Help

If you worked with David Flippo and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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