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Diego Luna Y Parra Diaz Fired by Finamex International

Diego Luna Y Parra Diaz (CRD #: 6411937) has been fired by Finamex International. This is according to his BrokerCheck record, accessed on June 10, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On June 18, 2024, Finamex International fired Diego Luna Y Parra Diaz following allegations that he failed to comply with the firm’s written supervisory procedures relative to communications with the public. 

FINRA Rule 2210

FINRA Rule 2210 defines how firms and brokers are permitted to communicate with the public (e.g., in advertising). This rule requires all communications with the public to be fair, balanced, and free from any false or misleading statements.

Background Information 

Diego Luna Y Parra Diaz has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 7TO General Securities Representative Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He has registered with two brokerage firms: Finamex International (CRD #: 301726) and Actinver Securities (CRD #: 41139). 

Kurta Law Can Help 

If you have worked with Diego Luna Y Parra Diaz and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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