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Dylan Edrington Allegedly Inaccurately Documented Client Interaction

Dylan Edrington (CRD #: 6468530) has been fired from Charles Schwab & Co. following allegations. This disclosure appears in his BrokerCheck record, accessed on August 7, 2023. Details are provided below. 

On June 5, 2023, Charles Schwab & Co. fired Dylan Edrington following allegations that he inaccurately documented that he met with certain clients. 

FINRA Rule 4511

FINRA Rule 4511 requires firms to keep accurate and up-to-date books and records. Inaccurate documentation may violate this rule. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. 

Background Information 

Dylan Edrington has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He has registered with the following firms: 

  • Charles Schwab & Co. (CRD #: 5393) 
  • Fidelity Brokerage Services (CRD #: 7784) 
  • Morgan Stanley (CRD #: 149777) 
  • Merrill Lynch, Pierce, Fenner Smith (CRD #: 7691) 

Kurta Law Can Help

If you worked with Dylan Edrington and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

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