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Emily Fitch Fired from J.P. Morgan Securities

Emily Fitch (CRD #: 7615262), a broker formerly registered with J.P. Morgan Securities, was fired from that firm, according to her BrokerCheck record, accessed on March 13, 2023. If you have questions about her alleged conduct as a broker, read on.

Termination from J.P. Morgan Securities

On January 26, 2023, Emily Fitch was fired by JPMorgan Chase Bank for allegedly violating J.P. Morgan Securities’ firm policy regarding the movement of funds to and from her personal bank accounts under the Currency Transaction Reporting threshold.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Emily Fitch has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 6TO – Investment Company Products/Variable Contracts Representative Examination
  • SIE – Securities Industry Essentials Examination

She previously worked for J.P. Morgan Securities (CRD#:79).

Kurta Law Can Help

If you worked with Emily Fitch and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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