Eric Bond Allegedly Misrepresented Investments

Eric Bond (CRD #: 2979826), a broker registered with Osaic Wealth, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on April 3, 2024. Keep reading if you have questions regarding this alleged conduct. 

Investor Allegations 

On January 22, 2024, an investor alleged that Eric misrepresented a registered index-linked annuity. 

FINRA Rule 2020 – Misrepresentation

FINRA Rule 2020 prohibits the misrepresentation of investments and omission of material facts. Material facts include information about an investment’s potential returns, as well as charges, expenses, and fees.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 2020 also violate this rule. 

Background Information 

Eric Bond has passed the following exams: 

• Series 66 Uniform Combined State Law Examination
• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 6 Investment Company Products / Variable Contracts Representative Examination 
• Series 24 General Securities Representative Examination 

He is a registered broker in 19 states and is a registered investment adviser in California. 

During his 26 years of experience, Eric Bond has registered with six firms: 

• Osaic Wealth (CRD #: 23131) 
• NWF Advisory Services (CRD #: 110410) 
• LPL Financial (CRD #: 6413) 
• National Planning Corporation (CRD #: 29604) 
• SunAmerica Securities (CRD #: 29604) 
• Great Western Financial Securities Corporation (CRD #: 14229) 

Kurta Law Can Help 

If you have worked with Eric Bond and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.