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Gary Wise is Facing an Investor Dispute

Gary Wise (CRD #: 2108509), a broker registered with MML Investors Services, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on December 1, 2023. Details concerning this dispute are provided below. 

On September 26, 2023, an investor alleged that Gary Wise took possession of a folder containing personal documentation, including savings bonds and stock certificates, which were ultimately lost and/or stolen while in his care. The investor is seeking $50,000. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Misplacing or failing to adequately maintain a folder with personal documentation may violate this rule. 

Background Information 

Gary Wise has passed the following exams: 

  • Series 63 Uniform Securtiies Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 62 Corporate Securities Limited Representative Examination 
  • Series 22 Direct Participation Programs Representative Examination 
  • Series 6 Investment Company Products/Variable Contracts Representative Examination 

He is a registered broker in 21 states and is a registered investment adviser in Ohio. 

Gary Wise has only ever registered with MML Investors Services (CRD #: 10409). 

Kurta Law Can Help 

If you have worked with Gary Wise and have concerns about your investments, don’t hesitate to contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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