Gavriel Kandkhorov Terminated by LPL Financial Following Allegations

Gavriel Kandkhorov (CRD #: 4257621) has been fired by LPL Financial. This disclosure appears on his BrokerCheck record, accessed on June 5, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On April 26, 2024, LPL Financial fired Gavriel Kandkhorov following allegations that he impersonated a customer on call to an insurance carrier to facilitate an annuity exchange. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. 

Customer Dispute 

On January 31, 2019, an investor alleged that Gavriel Kandkhorov sold her a bond that was too risky for her IRA. The dispute was denied but investors should know that firms can deny disputes without any external review. Investors can still recover following a denial. 

Background Information 

Gavriel Kandkhorov has passed the following exams: 

• Series 66 Uniform Combined State Law Examination
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 24 General Securities Representative Examination 

During his 22 years of experience, he has registered with nine firms: 

• LPL Financial (CRD #: 6413) 
• Wells Fargo Advisors Financial Network (CRD #: 11025) 
• Chase Investment Services Corp (CRD #: 25574) 
• US Financial Investments (CRD #: 120804) 
• US Securities & Futures Corp. (CRD #: 36045) 
• Kern Suslow Securities (CRD #: 24755) 
• Source Capital Group (CRD #: 36719) 
• Merit Capital Associates (CRD #: 30576) 
• Dalton Kent Securities Group (CRD #: 38813) 

Kurta Law Can Help 

If you have worked with Gavriel Kandkhorov and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.