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George Gardner Fired by Silver Oak Securities

George Gardner (CRD #: 1156809) has been terminated by Silver Oak Securities. This disclosure appears on his BrokerCheck record, accessed on August 6, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On July 8, 2024, Silver Oak Securities fired George Gardner following allegations that he accepted $3,000 in direct payments from his client rather than collecting his payment through his member firm. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Accepting direct payments from a client may violate this rule. 

Background Information 

George Gardner has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

During his 40 years of experience, he has registered with nine firms. These are the five most recent: 

  • Silver Oak Securities (CRD #: 46947) 
  • Securities America (CRD #: 10205) 
  • Securities Service Network (CRD #: 13318) 
  • Commonwealth Financial Network (CRD #: 8032) 
  • Mutual Service Corporation (CRD #: 4806) 

Kurta Law Can Help 

If you have worked with George Gardner and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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