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Gregory Berube Named in Pending Civil Suit

Gregory Berube (CRD #: 4835792), a broker registered with Evercore Group, is involved in a pending lawsuit, according to his BrokerCheck record, accessed on May 2, 2023. If you want to know more about his alleged conduct as a broker, read on.

Pending Civil Suit

On February 13, 2023, several investors filed a civil suit naming Gregory Berube, Evercore Group, and other parties in allegations that they violated certain laws through advice relating to debt restructuring and bankruptcy. This lawsuit is currently pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of many other rules may also qualify as violations of FINRA Rule 2010.

Background Information

Gregory Berube has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 79TO – Investment Banking Registered Representative Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 24 – General Securities Principal Examination

Gregory Berube is a registered broker in 34 states, as well as the District of Columbia and Puerto Rico.

He has also worked for Goldman Sachs & Company (CRD#:361).

Kurta Law Can Help

If you worked with Gregory Berube and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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