Jason Lowther Allegedly Recommended Unsuitable Investments

Jason Lowther (CRD #: 2606268), a broker registered with Concorde Investment Services, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on October 25, 2024. Investors may have engaged his services through DST 1031 Connect. 

Investor Allegations

On September 19, 2024, an investor alleged that Jason Lowther made an unsuitable, misleading recommendation. The investor is seeking $125,000. 

What is an Unsuitable Investment? 

FINRA Rule 2111, a.k.a. The Suitability Rule, requires brokers to tailor their investment recommendations to suit investors’ needs. 

Rule 2111 also requires brokers to consider the following investor characteristics: 

• Age
• Risk tolerance
• Time horizon (i.e., how long the investor plans to hold the investment)
• Investing experience
• Tax status
• Financial goals

Investments that do not fit the criteria established by the investor profile may be unsuitable. Investors who rely on brokers for recommendations may recover their losses by pursuing FINRA arbitration.

Background Information 

Jason Lowther has passed the following exams:

• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 

He is a registered broker in five states. 

During his 27 years of experience, Jason Lowther has registered with ten firms. These are the five most recent: 

• Concorde Investment Services (CRD #: 151604) 
• Western International Securities (CRD #: 39262) 
• Accelerated Capital Group (CRD #: 41270) 
• LPL Financial (CRD #: 6413) 
• VSR Financial Services (CRD #: 14503) 

Kurta Law Can Help 

If you worked with Jason Lowther and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.