Jason Mieras Subject of a Quarter-Million Dollar Dispute
Jason Mieras (CRD #: 2850648), a broker registered with American Portfolios Financial Services, is facing an investor dispute. This dispute appears on his BrokerCheck record, accessed on September 20, 2023. Details are provided below.
On July 21, 2023, an investor alleged that Jason Mieras made an individual equity recommendation that resulted in market loss and a decline in account value. The investor is seeking $250,000.
FINRA 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Recommendations that lead to losses may violate this rule. Investors who rely on brokers for investment recommendations may pursue FINRA arbitration to recover lost funds.
Previous Investor Dispute
There is another disclosure on his record. On June 29, 2015, an investor alleged that premium payments were not made for an enhanced death benefit. The policy allegedly lapsed. The investor sought $1.5 million and the dispute settled for $600,000.
Background Information
Jason Mieras has passed the following exams:
- Series 65 Uniform Investment Adviser Law Examination
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
- Series 51 Municipal Fund Securities Principal Examination
- Series 24 General Securities Principal Examination
He is a registered broker in 45 states and D.C. He is a registered investment adviser in nine states.
Jason Mieras has registered with the following firms:
- American Portfolios Financial Services (CRD #: 18487)
- American Portfolios Advisors (CRD #: 112697)
- Nathan & Lewis Securities (CRD #: 8503)
Kurta Law Can Help
If you worked with Jason Mieras and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.