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Jeremy Benson Permitted to Resign by NYLife Securities

Jeremy Benson (CRD #: 6249020) has been permitted to resign by NYLife Securities. This disclosure appears on his BrokerCheck record, accessed on April 12, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On February 2, 2024, Jeremy Benson was permitted to resign by NYLife Securities following allegations he borrowed money from a New York Life client in violation of company policy. 

FINRA Rule 3240

FINRA Rule 3240 describes the limited circumstances under which brokers may borrow from or lend to clients, such as loans between immediate family members. Brokers must also follow their firm’s policies regarding these types of loans. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA Rule 3240 also violate this rule. 

Background Information 

Jeremy Benson has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

Kurta Law Can Help 

If you have worked with Jeremy Benson and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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