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Jinwook Kim Fired from JPMorgan Chase Bank

Jinwook Kim (CRD #: 6917938), a broker formerly registered with J.P. Morgan Securities, was fired from the firm’s affiliate bank, according to his BrokerCheck record, accessed on November 15, 2024. If you want to learn more about his alleged conduct as a broker, read on.

Termination from JPMorgan Chase Bank

On October 2, 2024, Jinwook Kim was fired from JPMorgan Chase Bank for allegedly switching the primary and secondary owners when opening certificates of deposit for bank customers, making him eligible for a bank incentive credit.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Jinwook Kim has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

He previously worked for J.P. Morgan Securities (CRD#:79).

Kurta Law Can Help

If you worked with Jinwook Kim and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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