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John Rabulan Involved in Dispute Alleging Forgery

John Rabulan (CRD #: 6946631), a broker formerly registered with NYLIFE Securities, is involved in a pending dispute, according to his BrokerCheck record, accessed on April 28, 2023. Read on if you have questions about his alleged conduct as a broker.

Pending Dispute

On February 27, 2023, multiple clients named John Rabulan in a dispute alleging that several signatures on documents related to fixed and variable insurance policies (e.g., policy delivery receipts) purportedly signed by the clients in May and June 2021, are not genuine signatures.

This dispute is currently pending.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Civil Lien

On December 19, 2019, John Rabulan incurred a $1,657.20 civil lien.

Background Information

John Rabulan has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 6TO – Investment Company Products/Variable Contracts Representative Examination
  • SIE – Securities Industry Essentials Examination

He has also worked for NYLIFE Securities (CRD#:5167).

Kurta Law Can Help

If you worked with John Rabulan and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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