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Joseph Petry Terminated by CPR Investments

Joseph Petry (CRD #: 4649782) has been fired CPR Investments. This is according to his BrokerCheck record, according to his BrokerCheck record, accessed on September 13, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On July 26, 2024, CPR Investments fired Joseph Petry following allegations that he violated Regulation S-P and failed to comply with the firm’s policies and procedures. 

There are two other terminations on this broker’s record. 

Regulation S-P

Firms are required to safeguard their clients’ personal information under Regulation S-P, which restricts firms from disclosing client information to unaffiliated third parties without proper disclosure.

Background Information 

Joseph Petry has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

During his 17 years of experience, he has registered with three firms: 

  • Ausdal Financial Partners (CRD #: 7995) 
  • HBW Securities (CRD #: 136959) 
  • PFS Investments (CRD #: 10111) 

 Kurta Law Can Help 

If you worked with Joseph Petry and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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