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Joshua Dolo Fired from JPMorgan Chase Bank

Joshua Dolo (CRD #: 6662922), a broker formerly registered with J.P. Morgan Securities, was fired from the firm’s affiliate bank, according to his BrokerCheck record, accessed on November 13, 2024. If you have questions about his alleged conduct as a broker, keep reading.

Termination from JPMorgan Chase Bank

On October 8, 2024, Joshua Dolo was fired from JPMorgan Chase Bank for allegedly entering inaccurate information into a bank system with regard to the expiration date of a customer’s identification, causing the bank to keep inaccurate books and records.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Joshua Dolo has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 6TO – Investment Company Products/Variable Contracts Representative Examination
  • SIE – Securities Industry Essentials Examination

He previously worked for J.P. Morgan Securities (CRD#:79) and Equitable Advisors (CRD#:6627).

Kurta Law Can Help

If you worked with Joshua Dolo and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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