Juan Uribe Terminated by JP Morgan Chase Bank
Juan Uribe (CRD #: 7856232) has been fired by JP Morgan Chase Bank. This disclosure appears on his BrokerCheck record, accessed on October 4, 2024. Keep reading if you have questions regarding his alleged conduct.
Employment Separation After Allegations
On September 4, 2024, JP Morgan Chase Bank fired Juan Uribe following allegations that he signed an affiliate bank signature card on behalf of customers without their knowledge.
High Standards of Commercial Honor
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Signing an affiliate bank signature card on behalf of customers without their knowledge may violate this rule.
Background Information
Juan Uribe has passed the following exams:
- Series 63 Uniform Securities Agent State Law Examination
- Series 6TO Investment Company Products/Variable Contracts Representative Examination
- SIE – Securities Industry Essentials Examination
Kurta Law Can Help
If you worked with Juan Uribe and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.