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Julianne Joly Fired from Janney Montgomery Scott

Julianne Joly (CRD #: 6081838), a broker registered with Cetera Advisor Networks, was fired from her previous firm, according to her BrokerCheck record, accessed on July 16, 2022. If you have questions about Julianne Joly’s conduct as a broker, read on.

Investor Dispute

On April 27, 2022, Julianne Joly was fired from Janney Montgomery Scott after allegedly violating the firm’s social media policy.

FINRA Rule 2010

Violations of firm-specific policies may also violate FINRA Rule 2010, which holds brokers to high standards of commercial honor and just and equitable principles of trade. 

Background Information

Julianne Joly has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination 

Julianne Joly is a registered broker in California and Rhode Island. He is also a registered investment adviser in Rhode Island.

She has also worked for the following firms:

  • Janney Montgomery Scott (CRD#:463)
  • Morgan Stanley (CRD#:149777)
  • LPL Financial (CRD#:6413)

Kurta Law Can Help

If you worked with Julianne Joly and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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