Kathy Wilson is the Subject of an Investor Dispute

Kathy Wilson (CRD #: 1718255), a broker registered with First Command Brokerage Services, is the subject of an investor dispute. This is according to her BrokerCheck record, accessed on August 29, 2024. Keep reading if you have questions regarding her alleged conduct. 

Investor Allegations 

On June 13, 2024, an investor alleged that Kathy Wilson failed to disclose that the premium would increase at age 65. The customer further alleged that he was told when he reached age 65 he would be able to take an income like a pension. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to disclose information concerning a premium could violate this rule. 

Background Information 

Kathy Wilson has passed the following exams:  

• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 6 Investment Company Products / Variable Contracts Representative Examination

She is a registered broker and investment adviser in Alabama. She is a registered broker in Florida and Mississippi. 

During her 31 years of experience, Kathy Wilson has registered with 12 firms. These are the five most recent: 

• First Command Brokerage Services (CRD #: 3641) 
• Lincoln Financial Advisors Corporation (CRD #: 3978)
• Colonial Brokerage Inc. (CRD #: 111668) 
• Colonial Asset Management (CRD #: 108950) 
• Cuna Brokerage Services (CRD #: 13941) 

 Kurta Law Can Help 

If you worked with Kathy Wilson and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.