Kerri Jamison is Facing Allegations of Misrepresentation

Kerri Jamison (CRD #: 4348584), a broker registered with Newbridge Securities Corporation, is the subject of an investor dispute. This is according to her BrokerCheck record, accessed on December 21, 2023. Keep reading if you have questions regarding this dispute. 

On November 8, 2023, an investor alleged that Kerri Jamison engaged in misrepresentation and recommended unsuitable investments. 

Misrepresentation 

FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

What is an Unsuitable Investment?

FINRA Rule 2111 requires brokers to evaluate whether an investment strategy fits their investor’s financial goals. Brokers must examine the investor’s profile, which contains the following investor characteristics:

• Age
• Risk tolerance
• Time horizon (i.e., how long the investor plans to hold the investment)
• Investing experience
• Tax status
• Financial goals

Investors who rely on brokers for recommendations may be able to recover losses from unsuitable investment recommendations by pursuing FINRA arbitration.

Background Information 

Kerri Jamison has passed the following exams: 

• Series 66 – Uniform Combined State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 

She is a registered broker in 24 states and is a registered investment adviser in Arizona and Louisiana. 

During his 22 years of experience, she has registered with eight firms: 

• Newbridge Securities Corporation (CRD #: 104065) 
• Newbridge Financial Services (CRD #: 130814) 
• Dewaay Advisory (CRD #: 144449) 
• Dewaay Financial Network (CRD #: 30767) 
• Associated Planners Investment Advisory (CRD #: 104790) 
• Associated Securities (CRD #: 12969) 
• Linsco/Private Ledger (CRD #: 6413) 
• Washington Square Securities (CRD #: 2882) 

Kurta Law Can Help 

If you have worked with Kerri Jamison and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.