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Keyan Keys Allegedly Misappropriated Funds

Keyan Keys (CRD #: 6942965), a broker registered with Edward Jones, is the subject of an investor dispute, according to his BrokerCheck record. This is according to his BrokerCheck record, accessed on July 25, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On May 20, 2024, an investor alleged through their attorney that Keyan Keys misappropriated funds from their account. The investor sought $50,258.51 but the dispute was denied. Investors should know, however, that firms can deny disputes without any external review. It is possible to recover losses following a denial. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Misappropriation violates this rule. 

Background Information 

Keyan Keys has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • Series 7TO General Securities Representative Examination 
  • SIE – Securities Industry Essentials Examination 

He is a registered broker in 17 states and is a registered investment adviser in Texas. 

Kurta Law Can Help 

If you have worked with Keyan Keys and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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