Kyle Nixon is the Subject of Criminal Charges
Kyle Nixon (CRD #: 7785655), a previously registered broker with Raymond James & Associates, is the subject of a criminal charge. This disclosure appears on his BrokerCheck record, accessed on October 16, 2024. Keep reading if you have questions regarding his alleged conduct.
Criminal
On July 15, 2024, Kyle Nixon faced charges of criminal possession of a forged instrument in the second degree.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Forgery would violate this rule.
Background Information
Kyle Nixon has passed the following exams:
- Series 66 Uniform Combined State Law Examination
- Series 7TO General Securities Representative Examination
- SIE – Securities Industry Essentials Examination
Kurta Law Can Help
If you worked with Kyle Nixon and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation.
For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.