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Margaret Draughon Fired by LPL Financial

Margaret Draughon (CRD #: 4783869) has been fired by LPL Financial. This disclosure appears on her BrokerCheck record, accessed on October 4, 2024. Keep reading if you have questions regarding her alleged conduct. 

Employment Separation After Allegations

On August 26, 2024, Margaret Draughon was terminated by LPL Financial following allegations that she submitted account documents containing non-genuine signatures. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Submitting documents with non-genuine signatures. 

Background Information 

Margaret Draughon has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

She has registered with two firms: LPL Financial (CRD #: 6413) and Edward Jones (CRD #: 250). 

Kurta Law Can Help 

If you worked with Margaret Draughon and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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