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Marlon Richardson is Facing Investor Allegations

Marlon Richardson (CRD #: 6401574), a broker registered with Edward Jones, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on June 19, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On April 19, 2024, an investor alleged that Marlon Richardson did not liquidate his account on April 9, 2024, as instructed. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failure to liquidate an account may violate this rule. 

Background Information 

Marlon Richarson has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 23 states and is a registered investment adviser in Mississippi and Texas. 

Kurta Law Can Help 

If you have worked with Parker Brean and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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