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Mei Davidson Terminated by MSWM

Mei Davidson (CRD #: 6787550) has been fired by MSWM and has had conditions placed on her Massachusetts license. This disclosure appears on his BrokerCheck record, accessed on October 21, 2024. Keep reading if you have questions regarding his alleged conduct. 

Regulatory Action 

On September 6, 2024, the Massachusetts Securities Division placed heightened supervision conditions on Mei Davidson’s registration as a broker-dealer agent of San Blas Securities. 

Employment Separation After Allegations 

On March 1, 2024, MSWM fired Mei Davidson following an alleged delay in entering a customer’s orders and engineering a customer’s limit order as a market order. 

High Standards of Commercial Honor  

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Delaying entering a customer’s order may violate this rule. 

Background Information 

Mei Davidson has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

She has registered as a broker with two firms: San Blas Securities (CRD #: 290605) and Morgan Stanley (CRD #: 149777). 

Kurta Law Can Help 

If you worked with Mei Davidson and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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