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Michael Lindemann is Facing Allegations that He Failed to Follow Instructions

Michael Lindemann (CRD #: 5472990), a broker registered with LPL Financial, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on March 13, 2024. Keep reading if you have questions regarding these allegations. 

Investor Dispute

On January 17, 2024, an investor alleged that Michael Lindemann failed to follow instructions. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to follow instructions may violate this rule. 

Background Information 

Michael Lindemann has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 22 states and is a registered investment adviser in Indiana, Kentucky, and Texas.

During his 16 years of experience, he has registered with three firms: 

  • LPL Financial (CRD #: 6413) 
  • Securities America Advisors (CRD #: 110518) 
  • Securities America (CRD #: 10205)  

Kurta Law Can Help 

If you have worked with Michael Lindemann and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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