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Rylan Wistrom Subject of a Six-Figure Dispute

Rylan Wistrom (CRD #: 6192703), a broker registered with Charles Schwab & Co., is the subject of an investor dispute, according to his BrokerCheck record, accessed on September 25, 2023. Keep reading if you have questions about his alleged conduct. 

On July 15, 2023, an investor alleged that Rylan Wistrom provided poor advice. The investor sought $155,000 but the dispute was denied by the firm. Investors should know, however, that firms can deny disputes without any external review. Following a denial, investors may still be able to recover their funds via FINRA arbitration.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Providing poor investment advice may violate this rule. 

Background Information 

Rylan Wistrom has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 10 General Securities Sales Supervisor – General Module Examination 
  • Series 9 General Securities Sales Supervisor – Options Module Examination 

He is a registered broker in 25 states and is a registered investment adviser in Indiana and Texas. 

During his seven years of experience, Rylan Wistrom has registered with two firms: 

  • Charles & Schwab & Co. (CRD #: 5393) 
  • Schwab Wealth Advisory (CRD #: 159035) 

Kurta Law Can Help

If you worked with Rylan Wistrom and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.