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Selwyn Miller Allegedly Misrepresented Investments

Selwyn Miller (CRD #: 1695348), a previously registered broker with Lincoln Financial Advisors, is the subject of an investor dispute. This disclosure appears on his BrokerCheck record, accessed on August 21, 2024. Keep reading for more details. 

Investor Allegations 

On June 21, 2024, an investor alleged that Selwyn Miller misrepresented investments and made omissions that caused the investor to incur significant policy value reductions, excessive loan charges, and other financial losses. The investor further alleged misappropriation of funds. 

Misrepresentation 

FINRA Rule 2020 prohibits the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Misappropriation violates this rule. 

Background Information 

Selwyn Miller has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 31 Futures Managed Funds Examination 
  • Series 7 General Securities Representative Examination  

He has registered with the following firms: 

  • Lincoln Investment (CRD #: 519) 
  • Capital Analysts (CRD #: 5478) 
  • 1717 Capital Management Company (CRD #: 4082) 
  • Royal Alliance Associates (CRD #: 23131) 
  • Calvert Securities Corporation (CRD#: 14035) 

Kurta Law Can Help 

If you worked with Selwyn Miller and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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