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Tony Bell Suspended by FINRA

Tony Bell (CRD #: 5847751), a broker formerly registered with SCF Securities, was recently suspended by FINRA, according to his BrokerCheck record, accessed on October 23, 2022. If you have questions about his conduct as a broker, read on.

FINRA Suspension

On August 19, 2022, Tony Bell was suspended by FINRA for allegedly failing to respond to FINRA requests for information. His suspension was lifted on August 31, 2022.

FINRA Rule 9552

FINRA Rule 9552 states that members who fail to provide documents, information, or testimony requested by FINRA will be suspended. Members who fail to request an end to their suspension within three months become permanently barred.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of FINRA rules often violate this rule. 

Background Information

Tony Bell has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

He has also worked for the following firms:

  • SCF Securities (CRD#:47275)
  • Liberty Partners Financial Services (CRD#:130390)
  • Morgan Stanley Smith Barney (CRD#:149777)

Kurta Law Can Help

If you worked with Tony Bell and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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