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Torian Mitchell Allegedly Misappropriated Funds

Torian Mitchell (CRD #: 6320029), a previously registered broker with Pruco Securities, allegedly engaged in fraud and misappropriation. This disclosure appears on his BrokerCheck record, accessed on November 22, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On September 30, 2024, an investor alleged that Torian Mitchell misappropriated funds related to investments made in 2017. The client seeks $100,000 in this pending dispute.

Another pending dispute filed the same day alleged that Torian Mitchell engaged in fraud. They seek $100,000 in damages.

FINRA Rule 2150

FINRA Rule 2150 prohibits the improper use of investors’ funds.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Misappropriation violates this rule. 

Background Information 

Torian Mitchell has passed the following exams:

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 7TO General Securities Representative Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

Torian Mitchell has registered with four firms: 

  • Pruco Securities (CRD #: 5685) 
  • AXA Advisors (CRD #: 6627) 
  • J.H. Darbie & Co. (CRD #: 43520) 
  • National Securities Corporation (CRD #: 7569) 

Kurta Law Can Help 

If you have worked with Torian Mitchell and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

 

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