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Vianne Chen Allegedly Engaged in Bank Fraud

Vianne Chen (CRD #: 6832893) has been charged with conspiracy to commit bank fraud. This disclosure appears on her BrokerCheck record, accessed on September 12, 2024. Keep reading if you have questions regarding her alleged conduct. 

Criminal Charges 

On May 8, 2024, Vianne Chen faced the following charges: 

  • Conspiracy to Commit Bank Fraud 
  • Wire Fraud 
  • Mail Fraud 
  • Identity Theft 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Any of these criminal charges would violate this rule. 

Background Information 

Vianne Chen has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

She has registered with two firms: J.P. Morgan Securities (CRD #: 79) and NYLife Securities (CRD #: 5167). 

 Kurta Law Can Help 

If you worked with Vianne Chen and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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